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ASIC sues timeshare company for poor financial advice outcomes
Tony Zhang
ASIC has taken court action against a timeshare company for providing poor financial advice outcomes to clients.
ASIC has taken court action against a timeshare company for providing poor financial advice outcomes to clients.
ASIC has released new regulatory guidance for product issuers and market operators on how they can meet their regulatory obligations in ...
ASIC has revealed a major focus over the next 12 months will be to identify and pursue “opportunities for smarter regulation”.
ASIC has banned a Melbourne adviser for six years after he was found to have provided inappropriate advice, which left clients ...
ASIC has cancelled the AFS licence of a former tax accountant who failed to maintain dispute resolution membership with the AFCA.
ASIC has commenced civil penalty proceedings in the Federal Court against Diversa Trustees after it failed to provide adequate oversight ...
The Australian Securities and Investments Commission (ASIC) has seen a concerning trend of social media posts being used to coordinate “pump ...
ASIC has published updated regulatory guidance on the incoming reforms on the prohibition of hawking financial products.
ASIC chair Joe Longo has called on advisers’ assistance in ensuring the future of the industry.
ASIC has banned a former Sydney financial adviser after being sentenced for misappropriating almost $3 million from clients’ self-managed ...
Former company officers and a lawyer associated with a group of companies offering financial advice to retail investors are facing 72 ...
ASIC and the government must work with the advice industry in order for the sector to thrive, according to an advice group CEO.
Colonial First State has been found to have misled or deceived almost 13,000 members over a communications campaign to keep them in high fee ...
Total regulatory costs for the advice sector in the FY2019–20 have almost doubled in a couple of years to $59.59 million, subsequently ...
The Morrison government has welcomed ASIC’s plan to create a dedicated unit focusing on minimising regulatory costs for businesses and ...
The Morrison government has announced temporary and targeted relief for financial advisers by reducing the cost recovery levies charged by ...
A Coalition MP has described the regulatory body’s consideration of small advice firms in its levy calculations as “disappointing” in a ...
A former Queensland financial adviser is facing criminal charges for breaching ASIC banning orders.
ASIC’s industry funding estimates, which often bear little resemblance to the significantly higher levies that follow, are routinely subject ...
The Federal Court has ordered National Australia Bank (NAB) to pay an $18.5 million penalty for failures relating to misleading fee ...
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