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AUTHOR | No. of articles: 1834

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News

Product and advice must be separated to make industry a ‘genuine pro ...

01 April 2022 • Hits: 1601
The Advisers Association (TAA) CEO has outlined a blueprint to separate “financial advice” and "financial product ad ... READ MORE
Making sure it ain't too late to claim legal professional privilege

Strategy

Making sure it ain't too late to claim legal professional privilege

30 March 2022 • Hits: 2093
The Tax Office has, arguably understandably, had ongoing attempts to narrow the range of information that taxpayers can ... READ MORE

News

Over 70 financial services misconduct matters remain before the courts

29 March 2022 • Hits: 1396
ASIC has confirmed that as of 1 January this year, it had 28 criminal and 48 civil financial services enforcement matter ... READ MORE
SMSFs warned on NALE uncertainty

News

SMSFs warned on NALE uncertainty

28 March 2022 • Hits: 1451
Heffron says SMSFs still need to be cautious around non-arm’s length arrangements. ... READ MORE
‘Decimated and shattered’: New survey looks at adviser’s mental and emotional health

News

‘Decimated and shattered’: New survey looks at adviser’s mental ...

28 March 2022 • Hits: 1886
Heavy regulation over the last few years coupled with the impact of the COVID-19 pandemic has led to a new survey which ... READ MORE
ASIC ramps up surveillance of managed fund marketing

News

ASIC ramps up surveillance of managed fund marketing

23 March 2022 • Hits: 1063
The corporate regulator has raised concerns that promoters may be targeting consumers, particularly retirees, with misle ... READ MORE
SMSF loan provider acquired for $1.5bn

News

SMSF loan provider acquired for $1.5bn

21 March 2022 • Hits: 1318
Global asset manager Brookfield has announced an agreement to acquire non-bank lender and asset manager La Trobe Financi ... READ MORE
Terms of reference for advice review receive mixed response

News

Terms of reference for advice review receive mixed response

14 March 2022 • Hits: 1482
The SMSF Association is pleased that the Quality of Advice Review will examine the Tax Practitioners Board (TPB) recomme ... READ MORE

News

‘The bar is raising’: New study reveals top expectation of financi ...

11 March 2022 • Hits: 1332
The Responsible Investment Association Australasia (RIAA) has published the results of its latest study this week. ... READ MORE

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