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'No education and training, no registration, no advice', says firm

“All advice should be regulated in a similar way”, a financial services firm has argued in its QAR submission. ... READ MORE
Vanguard proposes complete overhaul of financial advice

Vanguard proposes complete overhaul of financial advice

Vanguard has called for a complete overhaul of the advice industry. READ MORE

Mercer to face court over alleged misrepresentations

ASIC has commenced civil penalty proceedings against Mercer Financial Advice for allegedly misleading customers about fe ... READ MORE

'Current regulatory approach is preventing innovation', company says

HUB24 believes that the existing regulatory framework does not provide sufficient regulatory certainty to support indust ... READ MORE

SMSF data reveals significant workload increase borne by advisers

New research has revealed that net assets per advisers held in self-managed superannuation funds have doubled since 2019 ... READ MORE
ASIC

ASIC warns super trustees over performance test communications to memb ...

ASIC has slammed super funds for employing communication strategies that may have confused or misled members about the p ... READ MORE

Just over 40% of advisers pass May exam

ASIC has released the latest exam results. READ MORE
Non-lapsing BDBNs (again) - confirmation that there is no debate

Non-lapsing BDBNs (again) - confirmation that there is no debate

The recent decision on Hill v Zuda Pty Ltd [2022] HCA 21 has confirmed that regulation 6.17A has no application to an SM ... READ MORE

Aussie fintechs announce ‘historic’ merger

Share trading and superannuation platform Superhero and digital currency exchange Swyftx have announced their intention ... READ MORE

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