ASIC has extended the reportable situations relief and personal advice record-keeping requirements on the same terms until October 2029.
The number of SMSF auditors referred by the ATO to ASIC has risen slightly in the 2023–24 financial year.
Former Melbourne financial planner Bradley Grimm was sentenced to 18 months in jail with nine months served for dishonest conduct ...
Former financial adviser and director Ben Jayaweera has been sentenced to 12 years imprisonment for fraud at retrial.
ASIC has recommitted to conducting surveillance of personal advice provided to retail clients about the establishment of SMSFs as part ...
A former financial adviser and director of Growth Financial Group Pty Ltd (in Liquidation) has lost a second trial on ...
An increase in the volume of superannuation fund movement has seen ASIC issue a reminder to financial advisers to ensure ...
ASIC has banned a former adviser for 10 years after it found representatives from his company recommended prospective clients rollover ...
A Melbourne accountant was fined $20,000 and sentenced to a 70-hour community correction order for falsifying the signatures of registered ...