ASIC has released its cost recovery implementation statement for the 2020–21 financial year, revealing that the costs allocated by ASIC ...
A former Queensland property developer has failed to overturn criminal convictions for defrauding almost $350,000 from SMSF investors.
The corporate regulator has suggested that supervisory costs allocated to the advice industry could balloon out further, as it is ...
The regulator has released a reference checking and information-sharing protocol for financial advisers and mortgage brokers.
ASIC has dropped its investigation against AMP Financial Planning over its alleged “fees for no service” conduct.
The growing prominence of SMSFs has made them a ripe target for scammers.
A former director of a Sydney financial planning practice has pleaded guilty to false document charges following an ASIC investigation.
An SMSF advice firm has entered a conditional agreement with ASIC and will pay $7.2 million to resolve civil penalty ...
ASIC says its levies, including costs related to unlicensed misconduct, are “recovered from industry”.