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ASIC

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ASIC to increase audit surveillance in 2025–26
Financial services provider penalised $11m over “cookie-cutter” advice related to SMSFs
ASIC investigation continues into First Guardian and SMSF advice
ASIC takes action against 17 SMSF auditors
ASIC targets financial advisers providing poor super advice
SMSF professionals ‘gatekeepers’ for regulators, says senior ASIC executive
Court freezes assets of adviser, director in Shield Master Fund case
Former Melbourne financial planner’s appeal dismissed
ASIC warns advisers they will be in the crosshairs
Adviser banned for recommending that clients establish SMSFs
ASIC urges funds to strengthen anti-scam measures
ART affirms ASIC decision to disqualify SMSF auditor
SMSF establishment practices in ASIC spotlight
ASIC moves to ban adviser who stole client’s super funds
ASIC encouraging auditors to self-report
SMSF property scheme director cops $1.25m penalty
Kirkland cautions against ‘snake oil’ salesmen recommending super switching
ASIC’s proceedings against Dixon Advisory director dismissed
ASIC suspends 3 high-volume SMSF auditors
ASIC announces action against 13 SMSF auditors

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